Services
Regulatory and compliance advisory in Luxembourg
A structured, documented and secured framework, from initial assessment to supervisory review readiness.
- Average duration
- 3 to 9 months
- Roles involved
- Senior compliance experts, former Compliance Officers, AML and governance specialists.
- Expected outcome
- A structured, documented framework, ready for supervisory review.
- Scope
- 5 areas covered
Scope of services
- Compliance framework structuring, tailored to your business model
- Regulatory alignment: EU AML directives and the EU AML Regulation
- Governance frameworks and clear lines of accountability
- Alignment with CSSF expectations and examination readiness
- Risk mapping and audit trail documentation
Structured approach
Framing
2 to 4 weeks
Context analysis, mapping of applicable obligations, definition of the engagement scope.
Design
4 to 8 weeks
Framework architecture, governance model, processes and control repositories.
Deployment
8 to 20 weeks
Managed implementation, complete documentation, audit trail build-up.
Securing
Ongoing
Consistency checks, preparation for regulator interactions, adjustments.
Anonymised case study
Context
A Luxembourg fund manager facing tightening CSSF expectations on AML/CFT. A framework fragmented across several entities exposed the group to adverse findings.
Solution
A unified compliance framework, a clarified governance model and a documented control repository, aligned with the EU AML Regulation and applicable circulars.
Measurable results
100%
of obligations mapped and documented
3
entities harmonised on a common repository
6 months
to secure the framework end to end